WHY PINNACLE
TAKE YOUR CAREER TO THE NEXT LEVEL
Join an industry leading organization that values collaboration and professional growth.
DEDICATED SUPPORT
Stay focused on client experience with a dedicated team focused on supporting representatives and clients.
INNOVATIVE TECHNOLOGY
Grow your business with time saving tools that streamline back-office needs.
NATIONWIDE NETWORK
Work with investment professionals across the country to grow and support your client base.
PRODUCTS & SERVICES
Expand your core offering with client lifecycle products in Private Markets, Public Markets, and Insurance.
DEDICATED SUPPORT
COMPLIANCE AS A SERVICE (CAAS)
Utilize a robust team of compliance experts to save time, and ensure complex regulatory requirements are met for client lifecycle management.
CLIENT ONBOARDING
Simple and Secure on-boarding for complex client data management.
DOCUMENT PREPARATION
Service offerings from data collection to verification processes in alignment with strict compliance standards.
TRADE SUPPORT
Data collection review processes for trade verifications.
CLIENT PORTAL SUPPORT
Internal end to end client support and solutions.
INNOVATIVE TECHNOLOGY
USER FRIENDLY BACK OFFICE SOFTWARE
Connected solutions to help streamline compliance, transaction processes, and the onboarding experiences for your clients.
REPRESENTATIVE ACCESS
Dealing Representatives can track clients, complete net worth calculations, enter transactions, and auto display client concentration limits by province.
COMPLIANCE AND DEAL APPROVAL
A robust suite of KYC and KYP tools available, including automated workflows to streamline your approval process.
CLIENT PORTAL
Pinnacle Wealth end client portal accessible from any device, showcasing notifications, statements, updates and transactions.
STATEMENTS
Consolidated client statements that report on all CRM2 requirements including transactions, fees, positions and performance.
DIGITAL SIGNATURES
Make the sign off process quick, painless, and compliant with our digital signatures feature.
INVESTOR MANAGEMENT
Track client accounts and transactions in one place with the support of a full back-office suite.
NATIONWIDE NETWORK
BUSINESS DEVELOPMENT SUPPORT
Operate your branch office or independent business with the full support of our integrated team of financial professionals.
MENTORING & CAREER DEVELOPMENT
Collaborate with our team of financial specialists to execute your career goals with established industry leaders.
INDUSTRY TRAINING & DEVELOPMENT
Focus on training and development at your pace through an advanced in-house learning management system.
MARKETING & COMMUNICATIONS
Work with an in-house team of marketing professionals to nurture your client relationships.
EVENT PRODUCTION & MANAGEMENT
Capitalize on in-house management and support for client facing industry events.
PRODUCTS & SERVICES
EXPAND YOUR CORE OFFERING
We pride ourselves on our ability to provide access to diverse financial products and services that create meaningful value for representatives and their clients.
Private Market Investments
Public Market Funds
Insurance Products & Strategies
Low Barriers to Entry
Client Portals
Marketing Support
Trade Support
Event Planning
Robust Compliance
Mentoring
Nationwide Network
Investor Education
Virtual Assistants
Training & Development
Career Advancement